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Associated Compliance (Pty) Ltd

Compliance for a Common Purpose   As one of the largest insurance and financial services compliance firms, we have a compliance solution for all FSPs, large or small. Our core services include:   Compliance Services Our compliance services include a broad range of services in ...
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Catho Consultancy

Professional assessment instrument design and assessments. The Company specialises in the design of assessment tools for FAIS Fit and Proper accreditation and Recognition of Prior Learning (RPL), based on the client's generic training material. • Learning material alignment • Assessment ...
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Compli-Serve SA (Pty) Ltd

Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Independent Compliance Services Pty Ltd

Financial, Real Estate And Business Services.
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Intermediary Support Services SA (Pty) Ltd.

Compliance, training and dispute resolution.
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Masthead (Pty) Ltd

Masthead is a national supplier of risk management services to independent financial advisors and other licenced financial service providers (FSPs). Driven by the desire to make a difference, our dedicated team of specialists apply their expertise and experience to develop and deliver unique compliance, ...
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Moonstone Compliance (Pty) Ltd

Since the company’s inception in 2002, Moonstone Compliance has set a high standard for the delivery of compliance and licensing services to the financial services industry. More than a decade of experience has seen the company position itself as an industry leader, well-known for delivering professional ...
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Wallenkamp Consulting

I offer a 2-day workshop for either RE5 (Reps) or RE1(KI’s) in preparation for the FAIS Regulatory Exams. My material is concise but highly effective and I have an 85% first-time exam pass success rate. I have been in business for 6 years and over 5000 FAIS impacted people have successfully passed ...
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From The Glossary »

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Second Surplus Treaty:

A reinsurance treaty required by companies writing business with large sums insured. Examples of business carrying such large sums insured include commercial and industrial property risks. These treaties provide for the lines which are too large to be embraced in a first surplus treaty. A second surplus treaty follows a first surplus but provides a diminished spread of risks to the reinsurer compared with a first surplus treaty. It is possible to ...
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