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COMPLIANCE

BarnOwl

BarnOwl is a fully integrated, risk management and assurance solution. .
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Celestis Brokers Services

Celestis is a young service organisation and our aim is to grow with our clients. We provide a select range of core services to financial advisors through their networks, associations or parent organisations. Competition makes the financial services industry vibrant, and we understand that it is how ...
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Compli-Serve SA (Pty) Ltd

Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Crux Consulting

We are Compliance Practitioners as well as business transformation specialists in the FAIS environment. We focus on content , process and practical business solutions for independent financial planning practices.
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Independent Compliance Services Pty Ltd

Financial, Real Estate And Business Services.
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Institute of Commercial and Financial Accountants of Southern Africa

The Institute of Certified Public Accountants of South Africa (CPA) provides a home for professionally qualified accountants, in practice and commerce and industry. The majority of our members offer accounting and allied services to the general public, and to business entities, ranging from large organisations ...
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Intermediary Support Services SA (Pty) Ltd.

Compliance, training and dispute resolution.
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Moonstone Information Refinery (Pty) Ltd.

Moonstone Information Refinery is a knowledge-based support network for independent financial advisors. We provide a variety of vital support services to put you in a position to improve and enhance your offering to your clients and ultimately increase your profits. Who are we Moonstone's people ...
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National Compliance Company

On the proclamation of the FAIS and FICA Acts (the Financial Advisory and Intermediary Services Act No 37 of 2002 {FAIS} and the Financial Intelligence Centre Act No 38 of 2001 {FICA}), National Compliance Company (Pty) Ltd was established in April 2004, to advise and assist independent financial advisors ...
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Pretium Services

Compliance for Insurance people, by Insurance people Pretium Services specializes in the delivery of a ‘hands on’ FAIS and FICA compliance process to the Insurer, Underwriting Manager, Administrator and Broker in either the Short Term or Long Term environments. Compliance is achieved ...
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From The Glossary »

Hedged Investment:

An investment to counteract the effect of a main investment possibly going wrong.
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