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Causal Event Charges and Treating Customers Fairly

More clarity on what constitutes causal event charges emerged from a recent Pension Fund Adjudicator determination after the complainant submitted that the deductions were “…exorbitant and do not comply with the principles of Treating the Customer Fairly. The complainant further submits ...
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A claim is a claim is a claim, or is it?

By Seonita Avery Camargue Underwriting Managers (Pty) Ltd As a claims department there is constant discussion about what a claim is, when a claim is made against the Insured and whether the policy would respond if a claim is not made against the Insured. Of course despite the fact that this is specifically ...
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7 top Nedbank Private Wealth Managers migrate to Sanlam Private Wealth

Cape Town: In a significant move in the increasingly competitive wealth management space, seven of Nedbank Private Wealth’s top portfolio and wealth managers have migrated to Sanlam Private Wealth’s expanding Johannesburg operation. The new appointees include a CA, three CFAs and three CFPs, ...
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Update on Sign-on Bonuses

The swift reaction by the FSB to finalise this matter needs to be commended, particularly if one takes into account that the process, which was announced on 1 September, included consultation with the industry. Board Notice 146 of 2014, which announces amendments to the General Code of Conduct, ...
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The Retail Distribution Review - more than just a nip and tuck

The Retail Distribution Review proposals released in November 2014 are so far reaching they can be described as a structural reform of the financial services industry, the largest in a decade, says Richard Rattue, managing director of Compli-Serve. “RDR is ushering in the age of advice, in contrast ...
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Sector allocation:

Investment of certain proportions of a portfolio in certain sectors.
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