As one of the largest Category I and Category IV compliance practices in the country employing 11 registered compliance experts supported by a very knowledgeable technical team, we have a compliance solution for all FSPs, large and small. We know what you do, we know how you do it, and we know the Financial ... More Details »
Celestis is a young service organisation and our aim is to grow with our clients. We provide a select range of core services to financial advisors through their networks, associations or parent organisations. Competition makes the financial services industry vibrant, and we understand that it is how ... More Details »
Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ... More Details »
Since the company’s inception in 2002, Moonstone Compliance has set a high standard for the delivery of compliance and licensing services to the financial services industry. More than a decade of experience has seen the company position itself as an industry leader, well-known for delivering professional ... More Details »
This strategy is based on the sale of securities that the fund manager considers overpriced in anticipation of buying them back at a lower price for a profit. For, example if a company's stock is highly priced compared to its historical value, or if its business model seems flawed, the Short Sellers fund manager may decide to short it.