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FAIS Regulatory Exams
Downloads »
Type
Size
1. Regulatory Exams Level 1 and 2
Word
26 KB
2. Examination Bodies
PDF
57 KB
3. A concise overview of the FAIS regulatory examinations by Joe Kotzé, National Compliance Manager, FIA
Word
54 KB
4. Regulatory Exams Contextual Document March 2011
PDF
1 MB
5. Regulatory Exams Level 1: Preparation Guide for RE 1 and RE 5
PDF
1 MB
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Knowledge Base Categories »
Companies Act 71 of 2008 »
Competition Issues »
Conflict of Interest »
Duty of Good Faith and Disclosure »
Education and Training »
Ethics in Business »
FAIS »
Financial Sector Charter »
Fraud »
FSB Information Circulars »
FSB PF Circulars »
Global Economic Outlook »
Industry Codes and Standards »
Industry Structure »
Insurance Industry Analysis »
Integrating Healthcare and Employee Benefits »
Intermediaries Liability Exposures »
New Financial Sector Framework - March 2011 »
Other Glossaries »
Pension Fund Member Communication »
Pension Funds Act »
Pension Funds and Tax »
Principal Officers of Pension Funds »
Professionalism »
Reputation »
Retirement Fund Governance »
Risk Profiling »
Social Security and Retirement Savings Reform Process »
Solutions for Retirement »
Treating Customers Fairly »
From The Glossary »
Collecting Books:
A financial record used to record receipts of premium in assistance (life) business.
More Definitions »
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