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Information Regulator requests urgent meeting with Liberty

The Information Regulator says it has requested an urgent meeting with Liberty Holdings to get an understanding of how its data was breached by hackers at the weekend. In a statement issued by the Chairperson, Advocate Pansy Tlakula, on Monday, the regular said it had written to Chief Executive Officer ...
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CPD via Moonstone Monitor Clarified

It is evident from enquiries received after last week’s Moonstone Monitor that there is a lot of general misunderstanding and uncertainty about Continuous Professional Development, and more particularly, how this publication can assist you in acquiring CPD hours. Question: Will I have to pay for ...
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Fais CPD Obligations and Classes of Business

The required hours of continuous professional development required is determined by the extent of the products which you advise on. Board Notice 194 of 2017, the Fit and Proper road map, decrees as follows: A FSP, key individual and representative authorised, approved or appointed to render or manage ...
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Fais Debarment notification simplified

The rather cumbersome “Form and manner of debarment notification for representatives” is replaced by a far more user-friendly document contained in FSCA FAIS Notice 17 of 2018. Part I of the Debarment Notification is a simple two-page document which the FSP is required to submit to the FSCA ...
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FSCA halts Regulatory Examinations administered by the FPI

The Financial Services Conduct Authority (FSCA) has instructed the Financial Planning Institute (FPI) to discontinue the delivery of the Regulatory Examination (RE) with immediate effect. This comes after the FSCA was alerted by a third party to alleged irregularities in the delivery of the exam. All ...
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Selection:

Determination by an insurer of the risks it will insure.
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