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Impact of Legislative Amendments on FAIS Regulatory Exams

Published

2016

Thu

27

Oct

 

Candidates are reminded that future changes to the laws and regulations governing financial services will affect the question database used for the Regulatory Exams. Once legislation is passed, changes and additions are made to the questions.

Past experience has shown that amendments to study material can take some time to effect. It is therefore wise to consider writing the exams before such amendments are effected to ensure your current study material is applicable.

Please consider the above when planning your RE schedules, taking into account that opportunities to write in December are limited. Our final date for registration in this year is 21 November 2016, less than a month from now.

 
Source: Paul Kruger: Moonstone Compliance (Pty) Ltd
 
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Closed Fund:

A fund that won't accept new investments. In the case of a retirement fund, it means that new members may not join the fund.
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