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Associated Compliance (Pty) Ltd

 Compliance for a Common Purpose   As one of the largest insurance and financial services compliance firms, we have a compliance solution for all FSPs, large or small. Our core services include:   Compliance Services Our compliance services include a broad range of services in ...
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Compli-Serve SA (Pty) Ltd

 Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Independent Compliance Services Pty Ltd

 Financial, Real Estate And Business Services.
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Intermediary Support Services SA (Pty) Ltd.

 Compliance, training and dispute resolution.
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Masthead (Pty) Ltd

 Masthead is a national supplier of risk management services to independent financial advisors and other licenced financial service providers (FSPs). Driven by the desire to make a difference, our dedicated team of specialists apply their expertise and experience to develop and deliver unique compliance, ...
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Moonstone Compliance (Pty) Ltd

 Moonstone Compliance and Risk Management Since the company’s inception in 2002, Moonstone Compliance has established and maintained an exceptionally high standard for the delivery of professional compliance and licensing services to the financial services industry. More than a decade of experience ...
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Wallenkamp Consulting

 I offer a 2-day workshop for either RE5 (Reps) or RE1(KI’s) in preparation for the FAIS Regulatory Exams. My material is concise but highly effective and I have an 85% first-time exam pass success rate. I have been in business for 6 years and over 5000 FAIS impacted people have successfully passed ...
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From The Glossary »

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Umbrella Fund:

A retirement fund in which several employers not associated with one another participate, managed by a single board of trustees.
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