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Associated Compliance (Pty) Ltd

 Compliance for a Common Purpose   In a nutshell, our primary role is to facilitate the effective management of the compliance risk in our clients’ departments and divisions through, inter alia, the following: Setting organisation-wide policies and standards for compliance. Providing ...
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Compli-Serve SA (Pty) Ltd

 Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet ...
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Compliance Consulting

 Compliance Consulting renders compliance risk management and advisory services to all parties requiring assistance i. r. o any aspect of a compliance function and/or the management of compliance risk.
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Independent Compliance Services Pty Ltd

 Financial, Real Estate And Business Services.
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INSETA

 Insurance Sector Education and Training Authority.
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Intermediary Support Services SA (Pty) Ltd.

 Compliance, training and dispute resolution.
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Masthead (Pty) Ltd

 Masthead is a national supplier of risk management services to independent financial advisors and other licenced financial service providers (FSPs). Driven by the desire to make a difference, our dedicated team of specialists apply their expertise and experience to develop and deliver unique compliance, ...
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Moonstone Compliance (Pty) Ltd

 Moonstone Compliance and Risk Management Since the company’s inception in 2002, Moonstone Compliance has established and maintained an exceptionally high standard for the delivery of professional compliance and licensing services to the financial services industry. More than a decade of experience ...
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NCC National Compliance

 NCC deals with FAIS and FICA compliance, and they have offices in Johannesburg and Durban.
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Wallenkamp Consulting

 I offer a 2-day workshop for either RE5 (Reps) or RE1(KI’s) in preparation for the FAIS Regulatory Exams. My material is concise but highly effective and I have an 85% first-time exam pass success rate. I have been in business for 6 years and over 5000 FAIS impacted people have successfully passed ...
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From The Glossary »

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Principal Officer:

A person appointed in terms of Section 8 of the Pension Funds Act that may also be a member of the trustee board of the fund. The Principal Officer is the interface between the Financial Services Board and the fund, and holds duties similar to a company secretary.
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